BY E-MAIL January 16, 2015 Alberta Securities Commission The MFDA is formally recognized as an SRO in Alberta, British Columbia, Nova Scotia, Ontario, Saskatchewan, New Brunswick and Manitoba and is currently pending approval in Newfoundland Labrador. Futures Trading Commission “CFTC” regarding swaps2 nor do they. We further note that public dissemination of data for FX swaps and.
Ontario Securities Commission Clients have the ability to monitor their account and the profit/loss of their positions in real time. Clients are instructed that they must have at the time of order entry, and must maintain at all times, the required margin against their position(s). The Ontario Securities Commission administers and enforces securities law in the province of Ontario. illegal distribution and unregistered trading;
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Insider Trading Securities Commission to Think Twice About. provide each customer with a copy in writing of its Non-Resident Disclosure (as approved by IIROC); c. Home Case Comments Insider Trading Securities Commission to Think Twice About. recommending or encouraging” provisions of the Alberta Securities Act.